America's Imperial Dilemma

Dimitri K. Simes

From Foreign Affairs, November/December 2003

Article preview: first 500 of 3,686 words total.

Summary:  The United States increasingly looks, walks, and talks like an empire. It should therefore heed the lessons of its predecessors, exercising strong and determined global leadership. At the same time, it must avoid the temptation to meddle when American interests are not at stake. This means, among other things, dropping the doctrine of universal democracy promotion.

Dimitri K. Simes is President of the Nixon Center in Washington, D.C., and Co-publisher of The National Interest.

THE RELUCTANT EMPIRE

Any realistic discussion of U.S. foreign policy must begin with the recognition that, notwithstanding Americans' views and preferences, most of the world sees the United States as a nascent imperial power. Some nations support the United States precisely because of this, viewing it as a benign liberal empire that can protect them against ambitious regional powers. Others resent it because it stands in the way of their goals. Still others acquiesce to U.S. imperial predominance as a fact of life that cannot be changed and must be accepted.

It is understandable why supporters of the Bush administration's foreign policy balk at any mention of the "e" word. Many past empires were given a bad name not just by their opponents, from national liberation movements to Marxists, but also by their conduct; Nazi Germany and the Soviet Union were the ugliest manifestations. The United States, on the other hand, is said to seek benign influence rather than domination. Its political culture and even its institutional design mitigate against its acting as an effective imperial power. These arguments are not without merit. Still, they reflect more a reluctance to associate American foreign policy with negative imperial stereotypes than a reasoned appreciation of how earlier empires emerged and functioned.

Although empires, like democracies, have taken vastly different forms through history, they have several features in common. First, empires exercise great authority over large and varied territories populated by diverse ethnic groups, cultures, and religions. They rely on a broad range of tools and incentives to maintain this dominance: political persuasion, economic advantage, and cultural influence where possible; coercion and force when necessary. Empires generally expect neighboring states and dependencies to accept their power and accommodate to it. This often contributes to a sense that the imperial power itself need not play by the same rules as ordinary states and that it has unique responsibilities and rights.

Second, empires, more often than not, have emerged spontaneously rather than through a master plan. They frequently evolve as if following the laws of physics; an initial success generates momentum, which is subsequently maintained by inertia. Each new advance creates opportunities and challenges that extend the empire's definition of its interests far beyond its original form.

Ancient Athens, for example, began as the leader of a victorious alliance that defeated the Persians. But it quickly evolved into an empire, against the will of many of its former partners. Thucydides, one of the fathers of realism, describes the Athenian perspective thus: "We did not gain this empire by force. ... It was the actual course of events which first compelled us to increase our power to its present extent: fear of Persia was our chief motive, though afterwards we thought, too, of our own honor and our own interest."

Third, empires do not always have sovereignty over their domains. This was certainly the case with Athens. It was also the case in the early period of the Roman Empire, when Rome sought domination ...

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